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LLC "PKTB - Securities" on the basis of the license for the right to exercise professional activity in the stock market, depositary activity of the depositary institution, renders its services to depositors in non-documentary securities on depositary accounts of the Depositors, as well as securities storage services in non-documentary form On the accounts of the owners open on the basis of agreements with the Issuers. We provide our clients, individuals and legal entities residents and non-residents with a complete list of depositary services.

To open securities accounts, our Clients need to contact our specialists and provide the following list of documents

For legal entity

  1. The original of a passport or other document certifying a person in accordance with the law (for accounts opened for co-owners, is provided separately for each co-owner)
  2. A copy of the document certifying the registration of an individual in the State Register of Natural Persons - Taxpayers (if any) (for accounts opened for co-owners, is provided separately for each co-owner)
  3. Documents certifying the powers of account managers, for individuals, the power of attorney is certified notarially (in case of appointment of a manager by account)
  4. A passport or other document that certifies the person of the account manager in accordance with the requirements of the legislation (in case of appointment of the account manager)
  5. The order was issued to the representative of the applicant for the right to open a securities account, certified by a notary and a representative's passport or other document certifying the identity of the representative in accordance with the requirements of the law (in case of opening an account by the representative on the instructions)
  6. A copy of the applicant's passport or other document certifying the applicant's identity in accordance with the requirements of the law, certified notarially (at the time of opening the account by the representative on behalf of the creditor)
  7. A copy of legalized extract from the trade, bank or court registers or from the registration certificate of local authority of the Foreign State Body on the registration of legal entity or another document confirming the registration of a legal entity under the laws of the country of its location
  8. Application for securities account opening
  9. Form for securities account
  10. QUESTIONNAIRE (Pursuant to Law of Ukraine “On Prevention and Counteraction to Legalization (Laundering) of the Proceeds from Crime or Terrorist Financing and the Financing Proliferation of Weapons of Mass Destruction")
  11. Card with the signature samples of the securities account distributor and seal (if any), certified by a notary. The absence of seal is confirmed by a written document, issued and signed by a person that is entitled under the constituent documents to act on behalf of the legal entity without power of attorney or the authorized person of this legal entity who is a distributor of the account. In case of provision of such document, all the documents provided by the depositor to the depository institutions shall not be certified with a seal;

For legal entity

  1. The original of a passport or other document certifying a person in accordance with the law (for accounts opened for co-owners, is provided separately for each co-owner)
  2. A copy of the document certifying the registration of an individual in the State Register of Natural Persons - Taxpayers (if any) (for accounts opened for co-owners, is provided separately for each co-owner)
  3. Documents certifying the powers of account managers, for individuals, the power of attorney is certified notarially (in case of appointment of a manager by account)
  4. A passport or other document that certifies the person of the account manager in accordance with the requirements of the legislation (in case of appointment of the account manager)
  5. The order was issued to the representative of the applicant for the right to open a securities account, certified by a notary and a representative's passport or other document certifying the identity of the representative in accordance with the requirements of the law (in case of opening an account by the representative on the instructions)
  6. A copy of the applicant's passport or other document certifying the applicant's identity in accordance with the requirements of the law, certified notarially (at the time of opening the account by the representative on behalf of the creditor)
  7. A copy of legalized extract from the trade, bank or court registers or from the registration certificate of local authority of the Foreign State Body on the registration of legal entity or another document confirming the registration of a legal entity under the laws of the country of its location
  8. Application for securities account opening
  9. Form for securities account
  10. QUESTIONNAIRE (Pursuant to Law of Ukraine “On Prevention and Counteraction to Legalization (Laundering) of the Proceeds from Crime or Terrorist Financing and the Financing Proliferation of Weapons of Mass Destruction")
  11. Card with the signature samples of the securities account distributor and seal (if any), certified by a notary. The absence of seal is confirmed by a written document, issued and signed by a person that is entitled under the constituent documents to act on behalf of the legal entity without power of attorney or the authorized person of this legal entity who is a distributor of the account. In case of provision of such document, all the documents provided by the depositor to the depository institutions shall not be certified with a seal;